Yahoo! Finance Canada report covering Siebert Financial Corp. (SIEB) market action, institutional positioning, and fundamental catalysts.
Why SIEB Stock surged +2.19% Today — RQD Quant Desk Flash
Siebert Financial Corp. (SIEB) carries a Roarable Rating of D (Sell) with 47/100 RQD Confidence due to weak cash-flow efficiency and sensitivity to current interest rates. Wait for business cash flow and institutional buying to improve before committing fresh capital.
🤖 Mara Quenwick • AI Quant Lead (Click for Instant Brief)
Is SIEB stock a Buy, Hold, or Sell right now according to Roarable's RQD model?
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As of 2026-11-03, Siebert Financial Corp. (NASDAQ: SIEB) is rated D (Sell / SELL) by Roarable's 5-pillar RQD engine with a composite confidence score of 47/100 at a spot price of $1.87 (+2.19% 1D, market cap $79.0M). Pillar breakdown: Fundamental Cash Engine 11/20, Institutional 13F & Options Flow 3/20, Executive Insider Alignment 10/20, FRED Macro Regime Fit 10/20, and SEC Balance-Sheet Forensics 13/20. Across 1096 tracked Financials issuers, SIEB ranks #742 in composite RQD confidence.
🤖 Ellis Vennor • AI Peer & Flow Quant (Click for Instant Brief)
How does SIEB compare to USIO and AIB in the Financials sector?
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Within the Financials sector (Investment Bankers/Brokers/Service), SIEB carries a Roarable D (47/100 RQD), trailing P/E of N/A, gross margin of —, and ROIC of 6.2%. By comparison, USIO (Usio Inc.) holds a D grade (46/100 RQD, P/E N/A, ROIC -16.1%, cap $83.2M) and AIB (AIB Data Centers Inc.) posts a D- grade (43/100 RQD, P/E N/A, ROIC —, cap $74.5M). Among the 5-stock peer group, SIEB leads on earnings multiple (N/A) while SIEB leads on capital efficiency (6.2% ROIC).
🤖 Gideon Ashmere • AI SEC 10-K Forensics (Click for Instant Brief)
What are the biggest fundamental strengths and SEC risk factors for SIEB?
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Per SIEB's SEC EDGAR XBRL 10-K filing (FY2025, filed 2025-12-31, CIK 0000065596), Siebert Financial Corp. generated $94.2M in revenue (+12.3% YoY), $0 in net income, and $9.7M in free cash flow against $759.0M in total assets and $4.0M in total debt. Key quantitative strengths: Established market leader in Financials with deep daily trading liquidity.. Primary risk factors monitored: Sensitive to high interest rates and tighter Federal Reserve market liquidity.. Institutional options positioning shows a 50% call / 50% put premium split.
Impersonal quantitative research (0–100 RQD rubric) — not individualized investment advice. Past performance does not guarantee future results. Full Disclaimer
SEC Form 4 / 13F Thermometer: 65% Net Buy • Cannibal Buyback (-1.52% YoY Shares)
SEC XBRL FY 2025 (10-K): 10.3% FCF Margin ($9.7M FCF) & 52% Gross Margin
Put hedging (50% put share) caps near-term gamma upside (-16 pts vs max)
⚔️ Adversarial Opposing Case: What Could Spark a SIEB Turnaround Squeeze
While SIEB currently carries a cautious 47/100 (D) rating due to Whale & Options Positioning (4/20), shorts face asymmetric squeeze risk if free cash flow inflects or management executes accretive buybacks.
Established market leader in Financials with deep daily trading liquidity.
Options & Short-Covering Gamma: Reclaiming the 50-day SMA ($2.17) and Max Pain ($1.96) forces dealer call-delta covering toward $4.35.
Forensic Repair Trigger: Halting share dilution (Cannibal Buyback (-1.52% YoY Shares)) or retiring high-cost debt immediately upgrades the SEC 10-K Forensic pillar.
Why SIEB Stock surged +2.19% Today — RQD Quant Desk Flash
Siebert Financial Corp. (SIEB) surged +2.19% to $1.87, trading at 13% of its 52-week range ($1.53 – $4.14). Stretched risk/reward at current multiples (6% return on capital) under elevated 10-year interest-rate pressure.
- ▸Technical Tape: Trading at 13% of its 52-week range ($1.53 – $4.14) with RSI-14 at 40.4 (NEUTRAL RANGE).
- ▸Volatility Profile: Historical 20-day realized swing band of ±8.6% around $1.87 (no active unusual options sweep snapshot on file).
- ▸Fundamental Anchor: Roarable D (Sell) backed by 52% gross margin and $9.7M annual free cash flow.
StockInvest.us report covering Siebert Financial Corp. (SIEB) market action, institutional positioning, and fundamental catalysts.
www.marketscreener.com report covering Siebert Financial Corp. (SIEB) market action, institutional positioning, and fundamental catalysts.
Investing.com Australia report covering Siebert Financial Corp. (SIEB) market action, institutional positioning, and fundamental catalysts.
www.marketscreener.com report covering Siebert Financial Corp. (SIEB) market action, institutional positioning, and fundamental catalysts.
https://www.siam.in/ report covering Siebert Financial Corp. (SIEB) market action, institutional positioning, and fundamental catalysts.
www.marketscreener.com report covering Siebert Financial Corp. (SIEB) market action, institutional positioning, and fundamental catalysts.
www.marketscreener.com report covering Siebert Financial Corp. (SIEB) market action, institutional positioning, and fundamental catalysts.
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Red-Light Warning Desk: Spotting SEC Cash-Flow & Dilution Risks Before Downgrades (Featuring SIEB)
- ✓Walkthrough of SIEB's RQD Radar, SEC cash-conversion gap & downside invalidation levels
- ✓3 asymmetric Bear/Hedge frameworks when 10-year Treasury yields stay elevated
- ✓Includes nightly RQD rating-change & forensic signal email alerts on your tracked stocks
SIEB Dilution Monitor, Expectations Hurdle, Butterfly Connections & Policy Exposure
Multi-year comparable XBRL diluted share count not disclosed (ETF or recent listing).
vs. +12.3% actual YoY revenue growth (assuming 9.25% cost of equity & 16.5x terminal multiple).
No active Ellis Vennor swing setup published on SIEB today. View full Setup Ledger →
No direct multi-tier Butterfly edges indexed yet for SIEB. Explore sector supply chains on /butterfly.
📊 Quantitative Sector Peer Comparison, SEC Filing Delta & Investment FAQ (SIEB)
1. Head-to-Head Financials Peer Comparison (SIEB vs. USIO, AIB, EVF, GSIW)
Industry: Investment Bankers/Brokers/Service (64 Tracked Issuers)Across 1096 tracked Financials securities in the Roarable RQD universe, Siebert Financial Corp. (SIEB) ranks #742 by composite RQD confidence (47/100, grade D) and #989 by equity capitalization ($79.0M). Within this direct 5-issuer industry benchmark cohort, SIEB leads on earnings valuation at N/A trailing P/E, while SIEB leads on capital efficiency and profitability with 6.2% ROIC and — gross margin. SIEB currently leads its immediate peer cohort in composite quantitative strength at 47/100 (D).
| Ticker / Company | Roarable Grade | RQD Score | Trailing P/E | Gross Margin | ROIC | 1D Change | Market Cap | Head-to-Head |
|---|---|---|---|---|---|---|---|---|
| SIEB
ACTIVE
Siebert Financial Corp. | D | 47/100 | — | — | 6.2% | +2.19% | $79.0M | Benchmark Subject |
| USIO Usio Inc. | D | 46/100 | — | — | -16.1% | -10.15% | $83.2M | /usio-vs-sieb → |
| AIB AIB Data Centers Inc. | D- | 43/100 | — | — | — | -6.67% | $74.5M | /aib-vs-sieb → |
| EVF Eaton Vance Senior Income Trust | D | 45/100 | — | — | — | -0.21% | $84.9M | /evf-vs-sieb → |
| GSIW Garden Stage Limited (Class A) | E | 27/100 | — | — | — | 0.00% | $97.7M | /gsiw-vs-sieb → |
2. Multi-Year SEC XBRL Revenue, Cash Flow & Balance-Sheet Trajectory (FY2023–FY2025)
SEC EDGAR 10-K • FILED 2025-12-31 • CIK 0000065596In its most recent audited fiscal period (FY2025, filed 2025-12-31), Siebert Financial Corp. (SIEB) reported GAAP revenue of $94.2M (+12.3% vs. FY2024 revenue of $83.9M , and +31.7% cumulative change since FY2023) , GAAP net income of $0, operating cash flow of $10.2M, and free cash flow of $9.7M (-1.4% YoY). On the balance sheet, SIEB closed FY2025 with $759.0M in total assets against $4.0M in total debt (Altman Z-Score: N/A, Piotroski F-Score: 4/9).
| Fiscal Period | Filing Date | Revenue | Net Income | Operating Cash Flow | Free Cash Flow | Total Assets | Total Debt |
|---|---|---|---|---|---|---|---|
| FY2025 (FY) | 2025-12-31 | $94.2M | $0 | $10.2M | $9.7M | $759.0M | $4.0M |
| FY2024 (FY) | 2024-12-31 | $83.9M | $0 | $10.1M | $9.8M | $519.7M | $4.1M |
| FY2023 (FY) | 2023-12-31 | $71.5M | $7.8M | -$4.8M | -$4.8M | — | — |
3. SIEB Data-Verified Investor FAQ (RQD Rating, Sector Peers, SEC Forensics & Technicals)
✓ SCHEMA.ORG FAQPAGE JSON-LD ENABLEDIs SIEB stock a Buy, Hold, or Sell right now according to Roarable's RQD model?
As of 2026-11-03, Siebert Financial Corp. (NASDAQ: SIEB) is rated D (Sell / SELL) by Roarable's 5-pillar RQD engine with a composite confidence score of 47/100 at a spot price of $1.87 (+2.19% 1D, market cap $79.0M). Pillar breakdown: Fundamental Cash Engine 11/20, Institutional 13F & Options Flow 3/20, Executive Insider Alignment 10/20, FRED Macro Regime Fit 10/20, and SEC Balance-Sheet Forensics 13/20. Across 1096 tracked Financials issuers, SIEB ranks #742 in composite RQD confidence.
How does SIEB compare to USIO and AIB in the Financials sector?
Within the Financials sector (Investment Bankers/Brokers/Service), SIEB carries a Roarable D (47/100 RQD), trailing P/E of N/A, gross margin of —, and ROIC of 6.2%. By comparison, USIO (Usio Inc.) holds a D grade (46/100 RQD, P/E N/A, ROIC -16.1%, cap $83.2M) and AIB (AIB Data Centers Inc.) posts a D- grade (43/100 RQD, P/E N/A, ROIC —, cap $74.5M). Among the 5-stock peer group, SIEB leads on earnings multiple (N/A) while SIEB leads on capital efficiency (6.2% ROIC).
What are the biggest fundamental strengths and SEC risk factors for SIEB?
Per SIEB's SEC EDGAR XBRL 10-K filing (FY2025, filed 2025-12-31, CIK 0000065596), Siebert Financial Corp. generated $94.2M in revenue (+12.3% YoY), $0 in net income, and $9.7M in free cash flow against $759.0M in total assets and $4.0M in total debt. Key quantitative strengths: Established market leader in Financials with deep daily trading liquidity.. Primary risk factors monitored: Sensitive to high interest rates and tighter Federal Reserve market liquidity.. Institutional options positioning shows a 50% call / 50% put premium split.
Where is SIEB trading relative to its 50-day, 200-day, and 52-week technical levels?
SIEB last traded at $1.87 (+2.19% on volume of 7,041 shares), positioning the stock -13.82% below its 50-day simple moving average ($2.17) and -7.43% below its 200-day simple moving average ($2.02). Across its 52-week range of $1.53 to $4.14, SIEB sits at the 13.0% percentile with a 14-day RSI of 40.4 (NEUTRAL RANGE) and an implied next-earnings move of ±8.6% ($1.71 to $2.03).
SIEB Investor FAQ & Complete 8-Part Research Index
100% OPEN ACCESS • SEC EDGAR × CBOE × FREDWhy is SIEB stock moving today?
Why SIEB Stock surged +2.19% Today — RQD Quant Desk Flash. Stretched risk/reward at current multiples (6% return on capital) under elevated 10-year interest-rate pressure.
SIEB — Siebert Financial Corp.: What the Facts Mean to a Prospective Investor
Roarable Rating Brief: What This Means to a Prospective Investor
Per the Roarable RQD rating, SIEB scores 47 out of 100, grade D, labeled "Roarable Sell — Underperform / Distribution Warning." The five pillars are:
- Fundamental Cash Engine: 11 / 20. Per the Roarable RQD rating, this pillar reflects ROIC of 6.2% and an FCF yield of 12.54%. Per the same source, these cash-generation measures contribute moderately; the FCF yield is high relative to the 6.2% ROIC, which an investor should interpret alongside the reported FY 2025 net income of $0.0M.
- Whale 13F Flow: 3 / 20. Per the Roarable RQD rating, institutional accumulation and options positioning score very low. For a prospective investor, this indicates limited evidence of large-holder accumulation in the data provided; the holders section itself is empty (see Analyst View below).
- Insider Conviction: 13 / 20. Per the Roarable RQD rating, SEC Form 4 and Congressional PTR cluster flow score in the middle of the range. The news wire references a Form 4 filing by a 10% owner group member, but the source does not establish the direction or size of that activity.
- Macro Regime Fit: 10 / 20. Per the Roarable RQD rating, beta is 1.0 and sector sensitivity is scored at half the available weight. An investor should note that the source does not provide a macro regime analysis beyond this score.
- Forensic Balance Sheet: 10 / 20. Per the Roarable RQD rating, Altman Z-Score is 2.5, Piotroski F-Score is 4/9, and Debt/Equity is 0.5. These readings are mid-range and do not indicate distress or strength on their own.
Investor implications: the composite score is driven by a low institutional-flow pillar and mid-range scores elsewhere. Upside drivers in the data are the cash-flow yield and the reported cash balance relative to debt. Valuation tradeoffs are significant: the stock trades at a $77.3M market capitalization with a reported EV/EBITDA of 9.8, while net margin is 0% and the RQD label is a distribution warning. Second-order risks include thin trading liquidity (volume of 9,664) and a stock price near the lower portion of its 52-week range.
Financial Trend
| Period | Revenue | Operating Income | Net Income | EPS | FCF | Cash | Debt |
|---|---|---|---|---|---|---|---|
| FY 2025 | $94.2M | $5.6M | $0.0M | N/A | $9.7M | $22.4M | $4.0M |
| FY 2024 | $83.9M | $17.5M | $0.0M | N/A | $9.8M | $32.6M | $4.1M |
| FY 2023 | $71.5M | $18.1M | $7.8M | N/A | $-4.8M | N/A | N/A |
Per the SEC financials, revenue rose from $71.5M in FY 2023 to $94.2M in FY 2025, while operating income declined from $18.1M to $5.6M over the same span. Reported net income was $0.0M in both FY 2025 and FY 2024. Per the market data, operating margin is 5.9%, while gross margin and net margin are each 0%. Per the Roarable RQD rating, ROIC is 6.2%, Altman Z-Score is 2.5, Piotroski F-Score is 4/9, and Debt/Equity is 0.5. Reported cash declined from $32.6M in FY 2024 to $22.4M in FY 2025, and debt was $4.0M in FY 2025.
Recent Catalysts & News Wire Analysis
Per the recent news wire, six items reference SIEB, each marked with a YELLOW light and labeled MARKET WIRE. Headlines include a Yahoo! Finance Canada stock page, a StockInvest.us price forecast, a MarketScreener commentary piece titled on AI and the election, a Form 4 filing by Gloria E. Gebbia (10% Owner, Member of 10% owner group) dated 28 September, a MarketScreener piece on the bond market, and a siam.in item reporting a +1.03% advance on 2026-10-19. The summaries are generic market-coverage descriptions and do not state specific fundamental events. Risk watch: the Form 4 filing is noted by headline only. Per the Butterfly Supply-Chain Graph, no proprietary signals or supply-chain links are recorded.
Butterfly Effect: 2nd-Order Supply-Chain & Sector Ripples
Per the Butterfly Supply-Chain Graph, supply chain is recorded as NONE, with no butterfly links and no proprietary signals. Upstream and downstream dependencies are therefore not available in source data. Sector and industry classifications (Financials; Investment Bankers/Brokers/Service) are the only sector context provided. Second-order bottlenecks an investor should monitor cannot be identified from the source data.
Open Questions
- What is the source of the reported $0.0M net income in both FY 2025 and FY 2024 despite positive operating income, and what accounts for the gap?
- What are the company's EPS, P/E, and forward earnings estimates, which the source data does not provide?
- What are the terms, size, and direction of the Form 4 filing by the 10% owner group member referenced in the news wire?
- What are the company's specific revenue sources and customer concentration within the Investment Bankers/Brokers/Service industry?
- What explains the missing FY 2023 cash and debt figures, and the missing FY 2023 FCF reconciliation?
SIEB Live News Feed, Press Releases & Catalyst Wire
Real-time company headlines, analyst actions, and sector developments for Siebert Financial Corp. (SIEB) • Click "Debate This Headline" to argue it in the Roar Pit below
Yahoo! Finance Canada report covering Siebert Financial Corp. (SIEB) market action, institutional positioning, and fundamental catalysts.
StockInvest.us report covering Siebert Financial Corp. (SIEB) market action, institutional positioning, and fundamental catalysts.
www.marketscreener.com report covering Siebert Financial Corp. (SIEB) market action, institutional positioning, and fundamental catalysts.
Investing.com Australia report covering Siebert Financial Corp. (SIEB) market action, institutional positioning, and fundamental catalysts.
www.marketscreener.com report covering Siebert Financial Corp. (SIEB) market action, institutional positioning, and fundamental catalysts.
https://www.siam.in/ report covering Siebert Financial Corp. (SIEB) market action, institutional positioning, and fundamental catalysts.
www.marketscreener.com report covering Siebert Financial Corp. (SIEB) market action, institutional positioning, and fundamental catalysts.
www.marketscreener.com report covering Siebert Financial Corp. (SIEB) market action, institutional positioning, and fundamental catalysts.
SIEB Bull vs. Bear Conversation Board — What's Your Call at $1.87?
🔥 Official Bull vs. Bear Debate: Is SIEB (D • RQD 47/100) a Buy at $1.83?
Welcome to the SIEB (Siebert Financial Corp.) Roar Pit. Current RQD Composite is 47/100 (Roarable Sell — Underperform / Distribution Warning) in Investment Bankers/Brokers/Service. Bulls point to operating leverage and sector positioning, while bears focus on macro rate sensitivity and margin execution. Pick your side (🐂 Bull or 🐻 Bear) and drop your price target below.
Pump the brakes on SIEB — check the valuation vs. margin headwinds
Everyone in here is repeating the bull case on SIEB, but look at what you are paying: current EV/EBITDA multiples with tightening sector spreads. Unless Siebert Financial Corp. expands free cash flow yield next quarter, I would rather wait for a pullback closer to the 200-day moving average before touching this.
SIEB cash flow & RQD setup is being underpriced by the Street here
Looking at the 5-pillar RQD breakdown on SIEB, the market is fixating on short-term headline noise in Investment Bankers/Brokers/Service and ignoring the balance sheet and cash flow trajectory. At $1.83 (52-wk range $1.53 - $4.14), any beat on forward guidance forces shorts and underweight funds to chase.